Introduction: Page 1  - An Extra Credit Reading

The First Civilizations and the Rise of Empires

For several million years after the first appearance of primates on the surface of the earth, human beings lived in small communities, seeking to survive by hunting, fishing, and foraging in a frequently hostile environment. Then suddenly, in the space of a few thousand years, there was an abrupt change of direction, as human beings in a few widely scattered areas of the globe began to master the art of cultivating food crops. As food production increased, the population in these areas rose correspondingly, and people began to congregate in larger communities. Governments were formed to provide protection and other needed ser­vices to the local population. Cities appeared and became centers of cultural and religious development. Historians call this process the beginnings of civilization.

The first civilizations that emerged in Mesopotamia, Egypt, India, and China all shared a number of basic characteristics. Each developed in a river valley that was able to provide the agricultural resources needed to maintain a large population. Although agricultural practices varied considerably from civilization to civilization, in each civilization a part of the population lived in cities, which became the focal points for political, economic, social, cultural, and religious development. These cities were much larger than the Neolithic towns that preceded them, and the new configurations in turn gave rise to significant changes in political, military, social, and economic structures.

All of these early civilizations established some kind of organized government bureaucracy to meet the administrative demands of the growing population while armies were organized for protection and to gain land and power. A new social structure based on economic power arose. While kings and an upper class of priests, political leaders, and warriors dominated, there also existed a large group of free people (farmers, artisans, craftspeople) and at the very bottom, socially, a class of slaves. Abundant agricultural yields in these regions created opportunities for economic specialization as a surplus of goods enabled some people to work in occupations other than farming. The demand of ruling elites for luxury items encouraged artisans and craftspeople to create new products. As urban populations exported finished goods in exchange for raw materials from neighboring populations, organized trade grew substantially.

The new urban civilizations were also characterized by significant religious and cultural developments. The gods were often deemed critical to a community's success, and professional priestly classes regulated relations with the gods. Writing was an important development in the new civilizations. Rulers, priests, merchants, and artisans used writing to keep records and even create new kinds of literary expression. New forms of artistic activity, including monumental architectural structures, occupied a prominent place in the new urban environments.

Although trade occasionally brought the new civilizations into contact with one another and in many cases led to the expansion of new technology from one region to another, by and large the early river valley civilizations developed independently with each grounded in local developments ultimately related to the new agricultural practices of the Neolithic Age. Taken together, however, the civilizations of Mesopotamia, Egypt, India, and China constituted nothing less than a revolutionary stage in the growth of human society.

From the beginnings of the first civilizations around 300 B.C.E., there was an ongoing movement toward the creation of larger territorial states with more sophisticated systems of control. This process reached a high point in the first millennium B.C.E. Between 1000 and 500 B.C.E., the Assyrians and Persians amassed empires that encompassed either large areas or all of the ancient Middle East. The conquests of Alexander the Great in the fourth century B.C.E. created an even larger, if short-lived, empire that was soon divided into the four Hellenistic kingdoms. Later, the western portion of the Hellenistic kingdoms as well as the Mediterranean world and much of western Europe fell subject to the mighty empire of the Romans. At the same time, much of India became part of the Mauryan Empire. Finally, in the last few centuries B.C.E., the Qin and Han dynasties of China created a unified Chinese state.

All of these empires exhibited some common characteristics. Each developed some kind of efficient administrative system that enabled it to control vast territories and to integrate diverse populations and regions. The administrative division of imperial lands into provinces directed by a centrally appointed governor and the collection of taxes in some form from subject populations enabled these vast empires to flourish. Of course, these empires were ultimately dependent on the effective use of military power. Each empire maintained some kind of professional standing army that enabled it to conquer new territories.

Moreover, military forces were used to maintain the new imperial frontiers, often buttressed by defensive frontier fortresses. The Great Wall of China still bears witness to the importance of these barriers. Roads, too, were an element in the administration of empires. A system of well-constructed roads enabled the Romans to communicate with the far-flung provinces of their empire. The Chinese dug canals that enabled the state to transport troops and supplies thousands of miles to the southern border of the empire.

These empires also concentrated enormous wealth in the hands of the ruling elites. The vast landed estates of the elite may no longer be evident, but the remaining ruins of immense imperial palaces and lavish public buildings erected by rulers are visible testaments to imperial wealth. They are also reminders that these empires ultimately relied on economic exploitation.

But empires also provided benefits to their inhabitants. Efficiently governed states often created favorable conditions for economic prosperity. Imperial regimes invested in public works projects—such as the construction of roads and harbors—that benefited the empire's subjects. Empires also facilitated the growth of manufacturing and trade as both raw materials and luxury goods flowed into the hands of the wealthy ruling elites. Trade also brought increasing contacts between empires. The Silk Road that linked the Chinese and Roman empires made it possible for wealthy Romans to have the precious silks of China.

For millions of people within the empires, religious and philosophical systems that seemed to give meaning to life provided a sense of cultural identity. Great religions, such as Hinduism and Buddhism, sought to encourage the right relationship between human beings and the higher powers of the universe. Greek philosophy, Confucianism, and Daoism (also known as Taoism) all sought to help people live in harmony with the universe by understanding the underlying patterns of reality. More­over, both philosophical and religious systems provided ethical codes, often embodied in written scriptures, that provided guidelines for everyday life.

While examining the achievements and the challenges faced by these early civilizations, however, we must be careful not to ignore events taking place elsewhere on the globe. Beyond the islands of civilization that will be discussed in these early chapters, life was changing for peoples in other areas as well—in the steppes of Central Asia, on the Arabian peninsula, and in the Sahara. Here climatic changes were forcing peoples who had previously lived by hunting, fishing, and foraging to adopt new methods to survive. Some turned to agriculture, while others attempted to survive by trade or the domestication of cattle, sheep, or other mammals. As time passed, contacts between such nomadic peoples and the settled civilizations became increasingly frequent. The dynamic relationship between these two types of societies became a crucial theme in the process of human evolution throughout the later course of history. In some ways, the relationship was a fruitful one, because it facilitated cross-cultural contacts and the exchange of new ideas and new technology. In other cases, the relationship was marked by tension and conflict, as pastoral and sedentary societies fought over territory. Nomadic warriors made periodic raids against settled communities, and the latter sent expeditions to pacify pastoral populations and bring them under control.

In the end, it was the failure of these two types of human society to establish an amicable relationship that brought an end to most of the ancient empires. Before the end of the first millennium B.C.E., both ancient Egypt and Mesopotamia had been overrun by nomadic peoples. A few centuries later, China and the Roman Empire would meet the same fate. But the fall of these ancient civilizations cannot be laid entirely at the feet of barbarians from beyond the frontier. Internal weaknesses were also a contributing factor. At the same time, however, these ancient civilizations left a legacy that soon gave birth to new forms of society, while spreading the concept of civilization to other parts of the globe.